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Topological Insulators and Semimetals

When an electron adiabatically traverses a closed loop in k\mathbf{k}-space, its Bloch state acquires a geometric phase:

γn(C)=iCunkkunkdk\gamma_n(\mathcal{C}) = i\oint_{\mathcal{C}} \langle u_{n\mathbf{k}}|\nabla_{\mathbf{k}} u_{n\mathbf{k}}\rangle \cdot d\mathbf{k}

The Berry curvature is the k\mathbf{k}-space analog of a magnetic field:

Ωn(k)=k×unkikunk\boldsymbol{\Omega}_n(\mathbf{k}) = \nabla_{\mathbf{k}} \times \langle u_{n\mathbf{k}}|i\nabla_{\mathbf{k}} u_{n\mathbf{k}}\rangle

The Berry phase for a loop C\mathcal{C} enclosing area A\mathcal{A} is:

γ=AΩdA\gamma = \int_{\mathcal{A}} \boldsymbol{\Omega} \cdot d\mathcal{A}

For graphene near a Dirac point, the Berry phase is γ=π\gamma = \pi (a half-flux quantum), which leads to the absence of backscattering and contributes to the high mobility of graphene.

A topological insulator (TI) is an insulator in the bulk but has conducting states on its surface. These surface states are topologically protected: they cannot be removed by surface impurities or disorder (as long as time-reversal symmetry is preserved).

Key properties:

  • Bulk has a band gap, but the surface has gapless Dirac-like states
  • Surface states have a single Dirac cone (spin-momentum locking)
  • The Z2Z_2 topological invariant ν=1\nu = 1 distinguishes TIs (ν=1\nu = 1) from trivial insulators (ν=0\nu = 0)

2D topological insulator (quantum spin Hall insulator): Time-reversal-symmetric 2D system with helical edge states. The conductance is quantised: G=2e2/hG = 2e^2/h (one channel per edge, with opposite spins moving in opposite directions).

Examples: Bi2_2Se3_3Bi2_2Te3_3Sb2_2Te3_3 (3D TIs); HgTe/CdTe quantum wells (2D TIs).

Weyl semimetals have band touchings at discrete points (Weyl nodes) in the Brillouin zone where the dispersion is linear in all three directions:

ε(k)=±vFkkW\varepsilon(\mathbf{k}) = \pm\hbar v_F |\mathbf{k} - \mathbf{k}_W|

Weyl nodes come in pairs of opposite chirality and are topologically protected. Key signatures:

  • Fermi arcs: Surface states connecting projections of Weyl nodes of opposite chirality
  • Chiral anomaly: In parallel E\mathbf{E} and B\mathbf{B} fields, charge is pumped between Weyl nodes, giving negative magnetoresistance
  • Anomalous Hall effect: Even without magnetic order

Dirac semimetals have fourfold-degenerate Dirac points (two overlapping Weyl points of opposite chirality). Examples: Na3_3Bi, Cd3_3As2_2.

Material classBulk gapSurface statesTopological invariant
Trivial insulatorYesNoneν=0\nu = 0
Topological insulatorYesGapless Diracν=1\nu = 1
Weyl semimetalNoFermi arcsChern number
Dirac semimetalNoBulk Dirac ptsNone (protected by symmetry)
  • Confusing topological protection with robustness to all perturbations. Surface states are protected only as long as the symmetry (e.g., time-reversal) that defines the topological phase is preserved. Magnetic impurities break time-reversal symmetry and can gap the surface states.
  • Assuming all surface states are topological. Surface states can also arise from trivial band-bending effects. The hallmark of topological surface states is their helical spin texture and the fact that they span the bulk band gap.
  • Thinking the Berry phase is always quantised. The Berry phase is quantised only when the loop encloses a degeneracy point or when protected by symmetry. In general it can take any value.
  • Confusing Weyl and Dirac semimetals. Weyl nodes require breaking either inversion or time-reversal symmetry. Dirac nodes require both symmetries to be present and are less robust.
  • Spintronics: The spin-momentum locking in TI surface states enables efficient spin-to-charge conversion without magnetic materials, promising for low-power spintronic devices.
  • Quantum computing: Majorana zero modes can arise at the interface between a TI and a superconductor, forming the basis for topological quantum computation.
  • Photodetectors: TIs exhibit broadband photoresponse from terahertz to visible due to their gapless surface states, enabling high-sensitivity photodetection.
  • Thermoelectrics: The large Seebeck coefficient and low thermal conductivity of topological materials like Bi2_2Te3_3 make them excellent thermoelectric candidates.
Worked Example 13.1: Chern Number and Quantum Hall Effect

The Chern number for a 2D band is the integral of the Berry curvature over the Brillouin zone:

C=12πBZΩz(k)d2kC = \frac{1}{2\pi}\int_{\text{BZ} \Omega_z(\mathbf{k})\, d^2k}

The Chern number is an integer (topological invariant). The Hall conductivity is quantised:

σxy=Ce2h\sigma_{xy} = C\frac{e^2}{h}

For the integer quantum Hall effect with filling factor ν\nu, C=νC = \nu.

The TKNN formula (Thouless, Kohmoto, Nightingale, den Nijs, 1982) established that the quantum Hall conductance is a topological invariant, explaining its remarkable precision and robustness against disorder.

Worked Example 13.2: Parity of $Z_2$ Invariant

The Z2Z_2 invariant ν\nu for a 3D TI with inversion symmetry can be computed from the parity eigenvalues ξ2m(Λi)\xi_{2m}(\Lambda_i) at the eight time-reversal-invariant momenta (TRIM) Λi\Lambda_i:

(1)ν=i=18m=1Nξ2m(Λi)(-1)^\nu = \prod_{i=1}^8 \prod_{m=1}^N \xi_{2m}(\Lambda_i)

where NN is the number of occupied bands and ξ2m(Λi)=±1\xi_{2m}(\Lambda_i) = \pm 1 is the parity eigenvalue of the 2m2m-th Kramers pair at TRIM point Λi\Lambda_i. A product of 1-1 indicates ν=1\nu = 1 (TI).